Size of Investment

• $50 thousand to $5 million, and will participate as lead or co-investor in larger transactions. Often times, we will work with a consortium of other investors, as either an agent, intermediary, or direct participant.

Type of Investment

• Subordinated debentures with a detachable equity type security such as warrants or membership units.
• Series A or B Preferred Stock
• Common Stock

Target Maturity

• Typical investments are designed to provide for repayment in five years.

Types of Transactions

• Growth Financing
• Management Buyouts
• Recapitalizations in special cases
• Leveraged Buyouts in special cases

Corporate Governance

• Require either observation rights or direct participation in the company's Board of Directors.
• Require a properly constituted Board with appropriate membership, quarterly meetings, and a firm dedicated commitment to the well being of the company.

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